PENSON WORLDWIDE, INC. (PNSN)

Financial: Asset Management

Brokerage Ratings
Closing price on 12/31/2009: $9.06
Filers holding this stock on 12/31/2009: 83
Aggregate shares on 12/31/2009: 18,117,526
Aggregate shares on 09/30/2009: 16,331,385
Percent change: 10.936862%
View insider trading info since Jan. 1 2008
Quarter 1: Quarter 2:
Brokerage Ratings on this stock:
Positive:
5
Neutral:
0
Negative:
0
Brokerage Date Issued Rating Price Target
JMP SECURITIES 02/09/2009 MKT OUTPERFORM $9.50
WILLIAM BLAIR 09/09/2008 OUTPERFORM
STERNE AGEE 06/26/2008 BUY $15.00
JP MORGAN 05/11/2008 OVERWEIGHT
BMO CAPITAL MARKETS 03/24/2008 OUTPERFORM $17.00
Non-derivative Insider Transactions
Transaction Date Owner Shares Purchased/Sold Edgar filing
07/30/2009
JOHNSON THOMAS RICHARD
 0 View Filing
08/04/2009
JOHNSON THOMAS RICHARD
 0 View Filing
11/06/2009
RAPHAEL ERAN SIMON
 5,000 View Filing
12/07/2009
ENGEMOEN ROGER J JR
ENGEMOEN INVESTMENTS LLC
ENGEMOEN FAMILY PARTNERSHIP LTD
 0 View Filing
03/02/2010
JOHNSON THOMAS RICHARD
 0 View Filing