0000905718-08-000545.txt : 20081110
<SEC-HEADER>0000905718-08-000545.hdr.sgml : 20081110
<ACCEPTANCE-DATETIME>20081110171811
ACCESSION NUMBER: 0000905718-08-000545
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20081110
DATE AS OF CHANGE: 20081110
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODRICH CORP
CENTRAL INDEX KEY: 0000042542
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 340252680
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-12277
FILM NUMBER: 081176842
BUSINESS ADDRESS:
STREET 1: 4 COLISEUM CENTRE
STREET 2: 2730 WEST TYVOLA ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28217
BUSINESS PHONE: 7044237000
MAIL ADDRESS:
STREET 1: 4 COLISEUM CENTRE
STREET 2: 2730 WEST TYVOLA RD
CITY: CHARLOTTE
STATE: NC
ZIP: 28217
FORMER COMPANY:
FORMER CONFORMED NAME: GOODRICH B F CO
DATE OF NAME CHANGE: 19920703
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: ATLANTIC INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001063296
IRS NUMBER: 133482911
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 2126886644
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D/A
<SEQUENCE>1
<FILENAME>goodrich13dam1.txt
<DESCRIPTION>SC13DAM1
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 1)
Under the Securities Exchange Act of 1934
GOODRICH CORPORATION
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $5.00 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
382388106
- --------------------------------------------------------------------------------
(CUSIP Number)
with a copy to:
Alexander J. Roepers Allen B. Levithan, Esq.
Atlantic Investment Management, Inc. Lowenstein Sandler PC
666 Fifth Avenue 65 Livingston Avenue
New York, New York 10103 Roseland, New Jersey 07068
(212) 484-5050 (973) 597-2500
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
November 7, 2008
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule l3G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), (f) or (g), check the following box [ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule l3d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
CUSIP NO. 382388106
- --------------------------------------------------------------------------------
1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons
(entities only):
Atlantic Investment Management, Inc.
- --------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions):
(a) (b)
- --------------------------------------------------------------------------------
3) SEC Use Only
- --------------------------------------------------------------------------------
4) Source of Funds (See Instructions): AF, OO
- --------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)
or 2(e):
Not Applicable
- --------------------------------------------------------------------------------
6) Citizenship or Place of Organization: Delaware
- --------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 5,075,000*
----------------------------------------
Shares Beneficially 8) Shared Voting Power: 0
----------------------------------------
Owned by
Each Reporting 9) Sole Dispositive Power: 5,075,000*
----------------------------------------
Person With: 10) Shared Dispositive Power: 0
----------------------------------------
- --------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,075,000*
- --------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions):
Not Applicable
- --------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11): 4.1%*
- --------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions): IA
- --------------------------------------------------------------------------------
* Includes: (i) 2,070,169 shares (1.7%) of the Issuer's Common Stock, par value
$5.00 per share (the "Shares"), beneficially owned by AJR International Master
Fund, Ltd., a British Virgin Islands company, (ii) 2,840,050 Shares (2.3%)
beneficially owned by Cambrian Master Fund, Ltd., a British Virgin Islands
company, and (iii) 164,781 Shares (0.1%) held in several Managed Accounts (the
"Managed Accounts"). Atlantic Investment Management, Inc., serving as the
investment advisor of the foregoing parties and the Managed Accounts, has sole
voting and sole dispositive power over all Shares beneficially owned by such
parties or held in the Managed Accounts. See Items 2 and 5 for additional
details.
<PAGE>
Item 5. Interest in Securities of the Issuer.
------------------------------------
Item 5 is hereby amended and restated in its entirety as follows:
(a) Based upon the information contained in the Issuer's Quarterly
Report on Form 10-Q for the quarterly period ending September 30, 2008 filed
with the Securities and Exchange Commission there were issued and outstanding
123,098,500 Shares (excluding 14,000,000 Shares held by a wholly owned
subsidiary) as of September 30, 2008.
(b) The Reporting Person does not directly own any Shares. The
Reporting Person has entered into an investment advisory agreement with each of
AJR, Cambrian Fund, and the Managed Accounts pursuant to which the Reporting
Person has investment authority with respect to the securities held by such
entities or in such accounts. Such power includes the power to dispose of and
the power to vote the Shares. By reason of the provisions of Rule 13d-3 of the
Securities Exchange Act of 1934, as amended, the Reporting Person is deemed to
be the beneficial owner of the Shares held by such entities and accounts.
Accordingly, the Reporting Person is deemed the beneficial owner of 5,075,000
Shares, or 4.1% of the outstanding Shares.
(c) The following table details the transactions by the Reporting
Person, on behalf of AJR, Cambrian Fund, and the Managed Accounts, in Shares
during the past sixty (60) days:
NUMBER PURCHASE PRICE
DATE TRANSACTION OF SHARES PER SHARE ($)
--------- ------------------- ----------- --------------
10/6/2008 Open Market Sale (130,000) $33.5288
10/9/2008 Open Market Sale (104,800) $34.0032
10/13/2008 Open Market Sale (150,000) $33.5920
10/17/2008 Open Market Sale (100,000) $32.5097
10/28/2008 Open Market Sale (419,900) $32.7521
10/29/2008 Open Market Sale (300,000) $36.7626
10/31/2008 Open Market Sale (150,000) $37.0807
11/3/2008 Open Market Sale (75,000) $37.6194
11/7/2008 Open Market Sale (100,000) $35.1083
Except for the transactions listed above, neither the Reporting
Person, any entity for which the Reporting Person serves as investment advisor,
nor any person or entity controlled by the Reporting Person, nor Mr. Roepers
(including Mr. Roepers' immediate family members) has traded Shares during the
past sixty (60) days.
<PAGE>
(d) The Reporting Person ceased to be the beneficial owner of more
than five percent (5%) of the Shares as of October 28, 2008.
SIGNATURE
---------
After reasonable inquiry and to the best of the undersigned's
knowledge and belief, the undersigned hereby certifies that the information set
forth in this statement is true, complete and correct.
November 10, 2008
ATLANTIC INVESTMENT MANAGEMENT, INC.
By: /s/ Alexander J. Roepers
-----------------------------------
Alexander J. Roepers, President
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
</TEXT>
</DOCUMENT>