0001408979-08-000004.txt : 20080221
<SEC-HEADER>0001408979-08-000004.hdr.sgml : 20080221
<ACCEPTANCE-DATETIME>20080221141427
ACCESSION NUMBER: 0001408979-08-000004
CONFORMED SUBMISSION TYPE: SC 13D
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20080221
DATE AS OF CHANGE: 20080221
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NewStar Financial, Inc.
CENTRAL INDEX KEY: 0001373561
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172]
IRS NUMBER: 542157878
FILING VALUES:
FORM TYPE: SC 13D
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-82274
FILM NUMBER: 08632463
BUSINESS ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1600
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-848-2500
MAIL ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1600
CITY: BOSTON
STATE: MA
ZIP: 02116
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: MORIARTY TIMOTHY E
CENTRAL INDEX KEY: 0001408979
FILING VALUES:
FORM TYPE: SC 13D
BUSINESS ADDRESS:
BUSINESS PHONE: 212-571-2300
MAIL ADDRESS:
STREET 1: C/O MCGRATH, DOYLE & PHAIR
STREET 2: 150 BROADWAY - SUITE 915
CITY: NEW YORK
STATE: NY
ZIP: 10038
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D
<SEQUENCE>1
<FILENAME>newstarxx.txt
<DESCRIPTION>SC 13D FILING
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
NEWSTAR FINANCIAL INC
(Name of Issuer)
COMMON
(Title of Class of Securities)
65251F105
(CUSIP Number)
TIMOTHY E. MORIARTY, c/o McGrath, Doyle & Phair
150 BROADWAY - SUITE 1915
NEW YORK, NY 10038
TEL: 212-571-2300
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
02/15/2008
(Date of Event which Requires Filing of this Statement)
1 Names of Reporting Persons.
IRS Identification Nos. of above persons (entities only)
TIMOTHY E. MORIARTY
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
(b)
3 SEC Use Only
4 Source of Funds (See Instructions) PF
5 Ck if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d)or 2(e) N/A
6 Citizenship or Place of Organization
USA
Number of Shares Beneficially Owned by Each Reporting Person with
7 Sole Voting Power 2,533,288 SHARES
8 Shared Voting Power
9 Sole Dispositive Power 2,533,288 SHARES
10 Shared Dispositive Power
11 Aggregate Amount Beneficially Owned by Each Reporting Person= 2,533,288 shs
12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) N/A
13 Percent of Class Represented by Amount in Row (11) 5.8330 %
14 Type of Reporting Person (See Instructions) IN
SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13D
Item 1
Security and Issuer
NEWSTAR FINANCIAL INC
500 BOYLSTON STREET
SUITE 1600
BOSTON, MA 02116
Class of Securities = common
Item 2
Identity and Background
(a) N/A
(b) N/A
c N/A
(d) N/A
(e) N/A
(f) N/A
Item 3
Source and Amount of Funds or Other Consideration
PERSONAL FUNDS
Item 4
Purpose of Transaction
MATERIAL ACQUISITION FOR INVESTMENT PURPOSES
Item 5
Interest in Securities of the Issuer
(a) 2,533,288 SHARES 5.8330 PERCENT OF CLASS
(b) 2,533,288 SHARES
c N/A
(d) N/A
(e) N/A
Item 6
Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer = N/A
Item 7
Material to Be Filed as Exhibits
N/A
Signature
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete and correct.
Date 02/21/08
Signature TIMOTHY E MORIARTY
Name/Title TIMOTHY E MORIARTY
</TEXT>
</DOCUMENT>